Are you reporting too many loans as "withdrawn?" (if so, better check for HMDA errors)
Reporting too many mortgage loans as "withdrawn" is a sign that you're out of compliance with HMDA reporting requirements. This may mean...
What steps are you taking to reach non-English speaking borrowers?
This is both a business and a compliance question Boy our industry loves acronyms ... have you heard this one? "LEP" It stands for...
An easy test for E-Sign Compliance
With more institutions handling things electronically - disclosures, online applications, opening an account, monthly billing statement,...
Do you collect your auditor's workpapers?
A relatively common compliance management issue to clarify. So you hire an auditor to come in and dig through loan files or records of...
Simple Fix: Vendor Management
One thing regulators have been picking up on lately ... We all know complaints are hot right now. To satisfy our Compliance Management...